A
CHILD watches her mother pick up a toy. The child smiles: Mum wants
to play. A husband watches his wife pluck car keys from a table. He
shivers: she really is leaving this time. A nurse watches a needle
being jabbed into an elderly patient. She flinches: it must have hurt.
How
do these people know what the other person is thinking? How do they
judge intentions and feelings, or assign goals or beliefs to the other?
It sounds simple, but the child could just as easily have decided
that Mum was leaving or the husband that his wife wanted to play.
Yet they didn't. They knew.
"Reading"
the minds of others is something we take for granted. Yet philosophers,
psychologists and neuroscientists alike have been baffled by our ability
to anticipate other people's behaviour and empathise with their feelings.
Now a team of Italian neurophysiologists may have stumbled on the
key to this mystery.
Vittorio
Gallese, Giacomo Rizzolatti and their colleagues at the University
of Parma have identified an entirely new class of neurons. These neurons
are active when their owners perform a certain task, and in this respect
are wholly unremarkable. But, more interestingly, the same neurons
fire when their owner watches someone else perform that same task.
The team has dubbed the novel nerve cells "mirror" neurons, because
they seem to be firing in sympathy, reflecting or perhaps simulating
the actions of others.
Many
neuroscientists are starting to think that in higher primates, including
humans, these neurons play a pivotal role in understanding the intentions
of others. "Mirror neurons may be one important part of the mosaic
that explains our social abilities," says Gallese. Vilayanur Ramachandran
of the University of California at San Diego goes further. He believes
that mirror neurons will answer important questions about human evolution,
language and culture--and may take us to the heart of what it means
to be human. "I predict that mirror neurons will do for psychology
what DNA did for biology," he says. "They will provide a unifying
framework and help explain a host of mental abilities that have hitherto
remained mysterious."
Gallese
and his colleagues didn't set out to find anything so radical when,
in the early 1990s, they started recording the activity of neurons
in a macaque's brain. They were tapping into the signals emitted from
nerve cells in a part of the monkey's brain known as F5. This is part
of a larger region called the premotor cortex, whose activity is linked
to planning and making movements. Some years earlier, the same researchers
had discovered that neurons in F5 fired when an animal performed certain
goal-oriented motor tasks using its hands or mouth, such as picking
things up, holding or biting them.
They
wanted to learn more about F5 neurons--how they responded to different
objects with different shapes and sizes, for example. So they presented
monkeys with things like raisins, slices of apple, paper clips, cubes
and spheres. It wasn't long before they noticed something odd. As
the monkey watched the experimenter's hand pick up the object and
bring it close, a group of the F5 neurons leaped into action. But
when the monkey looked at the same object lying on the tray, nothing
happened. When it picked up the object, the same neurons fired again.
Clearly their job wasn't just to recognise a particular object.
All
fired up
The
neurons turned out to be quite fussy about what they reacted to. Those
that responded to an experimenter plucking a raisin from a tray, for
instance, failed to react when the experimenter dug the same raisin
out of a small well with his finger. Some neurons fired when the experimenter
held a few slices of apple, but not when he placed the apples on the
tray--other neurons fired for that.
Most
importantly, the very same action that made a neuron fire when a monkey
performed it would almost always make that neuron fire if the monkey
saw the experimenter doing the same thing. It soon became clear that
the motor system in the brain is not limited to controlling movements.
In some way it is also reading the actions of others.
In
1998, Gallese gave a talk about mirror neurons at a meeting on the
"Science of Consciousness" in Tucson, Arizona. Alvin Goldman, a philosopher
from the University of Arizona, listened with interest. Afterwards,
he approached Gallese and they spoke about the potential of these
cells for reading the minds of others. "He wasn't familiar with the
mind-reading literature in philosophy," says Goldman.
Mind-reading,
or theory of mind, is an ability that all healthy humans possess.
We are particularly good at representing the specific mental states
of others. These can be basic, such as seeing someone crying and understanding
that they are sad, or realising that when someone is yelling and gesticulating
wildly at you they may be angry and might even mean to harm you. But
we intuitively understand more complex mental states too. When a mother
loses a baby, other parents get lumps in their throats. When you hear
that a colleague has been cheating on their spouse, you share the
hurt and shame.
A
debate rages over whether other primates, such as chimps, can understand
other minds, even in the simplest ways. And even in humans, while
almost everybody agrees that some measure of mind-reading goes on,
there is little agreement on how it happens. One theory, sometimes
called "theory theory", holds that people build up common-sense hypotheses
to explain why other people do what they do. Like physicists using
rules and laws to explain observable phenomena, we all use our experiences
to develop a set of explanatory laws for others' behaviour.
Another
dominant theory, championed mainly by philosophers like Goldman, is
known as simulation theory. It's based on the idea that people understand
what is going through the minds of others by mentally mimicking what
the other is thinking, feeling or doing--in essence, putting themselves
in the other's shoes. The discovery of mirror neurons backs up this
theory nicely.
Monkey
see, monkey do: the same cells that fire when an action is performed
also spring into life when that action is observed. could this mutual
understanding underlie empathy and language?
As
the suspicion grew that these neurons might have something to do with
the complexities of mind-reading, the burning question became whether
human brains had mirror neurons too. But finding out wasn't easy--humans
aren't keen on having electrodes implanted into their brains, even
for the lofty purposes of science.
Luciano
Fadiga, now at the University of Ferrara in Italy, was the first to
find some evidence that humans may have a system analogous to that
found in monkey brains, when he measured the excitability of particular
muscles in the hand. He found that when the volunteers were watching
grasping actions, the very muscles that would be needed to copy that
movement seemed primed to act--as if they were preparing to make the
same movement themselves. "The interesting thing was that the pattern
of activated muscles changed according to the observed actions," says
Fadiga. But while this suggested that a mirror system might exist
in human brains too, it didn't yield any information about where it
might reside.
Several
brain-imaging studies followed, the first led by Rizzolatti, and another
by Scott Grafton, then at the University of Southern California in
Los Angeles. Both found that watching an experimenter pick up and
handle objects activates two regions of the brain behind the temples
on the left side: the superior temporal sulcus and, just above it,
a part called Broca's area.
An
even more recent study by Marco Iacoboni at the Los Angeles School
of Medicine confirmed that Broca's area was active while volunteers
either watched images of someone drumming their fingers, and when
they also tried to imitate the movement they saw (Science,
vol 286, p 2526).
Finding
the words
The
finding that Broca's area was activated was doubly intriguing. For
one thing, F5 in monkeys is considered an analogue for Broca's area
in humans. But even more suggestive was the fact that, while F5 is
associated mainly with hand movement, Broca's area is traditionally
thought of as a speech-production area. This raised questions about
what a mirroring system might have to do with language--and language
with mind-reading.
Rizzolatti
and Arbib think that mirror neurons may have provided the bridge from
"doing" to "communicating". The relationship between actor and observer
may have developed into one involving the sending and receiving of
a message. In all communication the sender and receiver have to have
a common understanding about what's passing between them. Could mirror
neurons explain how this is achieved? Rizzolatti and Arbib think the
answer is yes.
They
suggest that it is probably no coincidence that the area which links
action recognition and action production in the monkey brain is exactly
the same area that in humans has been linked to speech production.
They think that the development of human speech was made possible
by the fact that F5, the precursor of Broca's area, was endowed with
this mirroring mechanism for recognising actions made by others. This,
they say, was a prerequisite for the development of communication
and ultimately of speech. It made us "language-ready", says Arbib.
Most
of the time, a strong spinal cord inhibition prevents you from involving
your own motor neurons in activity you are merely observing, according
to work by Fadiga soon to be published in the European Journal
of Neuroscience. But sometimes the premotor cortex allows a brief
snippet of the movement--like the twitchy feeling you get when you're
watching someone struggling to open a packet of crisps or untie a
knot.
This
slight movement, says Arbib, tips off the person carrying out the
action that the watcher knows what's going on, in a sort of primitive
dialogue. "This dialogue forms the core of language," he says. "Perhaps
we evolved some crude form of communication based in sign, then built
speech," says Arbib. Imagine an early human chipping away at a stone,
he says, and that this person wants to communicate something else
while demonstrating this skill. Or perhaps he wants to communicate
in the dark or at a distance. In both cases, using sign or gestures
doesn't work so well. If the brain could allow the person to develop
speech through the same neural apparatus earlier primates were already
using to communicate manually or through lipsmacks, so much the better
(New Scientist, 8 April 2000, p 30).
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Illustration: Charlie
Ward/Photography: Bettina Salomon
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The
exciting news is that mirror neurons may not be limited to these motor
regions. Gallese, for one, suspects that they are found in other areas.
"My belief is that this may apply also to other modalities, for instance
sensory modalities," he says. Gallese points to recent work by William
Hutchison, a physiologist at the University of Toronto. He and his
colleagues studied humans who were conscious while undergoing brain
surgery. They discovered neurons in the anterior cingulate cortex,
a region thought to be involved in perceiving pain, which fired both
in response to a finger being pricked and also when patients saw the
experimenter prick himself (New Scientist, 8 May 1999, p 17).
Gallese
sees this as tantalising, preliminary evidence of a far-reaching neural
mechanism. Could this explain how we are able to "feel" what others
feel? Could it underpin the sensations behind empathy?
Ramachandran
also believes that mirror neurons play a bigger role than is generally
appreciated. He thinks these exciting nerve cells don't just provide
a missing link between gesture and language, but they go a great way
towards explaining human learning, ingenuity, and culture in general.
"Their emergence and further development in hominids was a decisive
step," he says.
He
says mirror neurons and the way they facilitate imitative learning
help to explain why we only developed things like tool use, art and
mathematics about 40,000 years ago, despite the fact that our brains
had reached their full size some 150,000 years earlier. These cultural
inventions, he contends, probably popped up accidentally, but they
were disseminated quickly because of our amazing, imitative, learning
brains--made possible by a more sophisticated version of the monkey
mirror neuron system.
He
admits that mirror neurons probably aren't the whole story--necessary,
but perhaps not sufficient--but insists they could be a big part of
it. Language, imitative learning and mind-reading, seemingly unrelated
human developments, may all be shown to be linked through these intriguing
nerve cells. "These are all human qualities. All mysterious qualities,"
he says. "Mirror neurons may provide the key."